Ethics, Law & Governance · Compliance & Regulation

ComplianceOps: Regulatory Affairs & Compliance Management

Simulation placing learners in the role of Chief Compliance Officer at a multi-jurisdictional financial services firm. Manage a EUR 8.4 million compliance budget across AML/KYC, data privacy, consumer protection, and market conduct domains while navigating regulatory examinations and crisis events.

3 rounds Executive English, Español
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Who it is for

An advanced simulation for participants used to working with the main frameworks and trade-offs of the subject, designed for executive education and experienced professionals.

How a session runs

  1. The instructor creates a session from the Eureka dashboard and invites the participants.
  2. Participants play 3 rounds. In each one they submit their decisions and the simulation calculates the results. The first round opens with: Program Architecture.
  3. The simulation can be run in English, Español.
  4. The instructor follows each participant's progress and results from the dashboard, and uses the class results for the debrief.

Decisions participants make

The decisions participants make during the simulation:

  • AML Transaction Monitoring Threshold
  • Customer Risk Scoring (Singapore Clients)
  • Data Privacy Gap Remediation (GDPR)
  • RegTech AI Investment Decision
  • FTE Change (hire up to +4 at €130K each; release up to -2)
  • OCC Document Production Strategy
  • Examiner Interview Preparation
  • SAR Filing Decision (€340K Suspicious Transfers)
  • OCC Preliminary Findings Response
  • Regulatory Notification Timing

Subjects covered

Designed for courses in Compliance & Regulation.

  • Regulatory Affairs & Compliance Management
  • Anti-Money Laundering (AML) & KYC

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